SEBI Investor Charter
To facilitate investor awareness, SEBI has created an ‘Investor Charter’ pertaining to Investment Advisers,
displayed below for your reference.
This page contains all the regulatory disclosures required to be displayed on the website.
To learn more about this, you can view the SEBI Circular here
Regulatory Complaints Disclosure
SEBI mandates all RIAs to display the complaints status on the website as shown below.
Investors can first contact the intermediary in case of complaints, in our case through the contact us page.
The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here.
Data as of last month ending : December 31, 2021
S.No. | Received from | Pending as of last month | Received | Resolved* | Total pending# | Pending >3 months | Avg. resolution time^ |
Total | 0 | 0 | 0 | 0 | 0 | 0 | |
1 | Directly from investors | 0 | 0 | 0 | 0 | 0 | 0 |
2 | SEBI – SCORES | 0 | 0 | 0 | 0 | 0 | 0 |
3 | Other sources | 0 | 0 | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Trend of monthly disposal of complaints
S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
1 | Apr-21 | 0 | 0 | 0 | 0 |
2 | May-21 | 0 | 0 | 0 | 0 |
3 | Jun-21 | 0 | 0 | 0 | 0 |
4 | Jul-21 | 0 | 0 | 0 | 0 |
5 | Aug-21 | 0 | 0 | 0 | 0 |
6 | Sep-21 | 0 | 0 | 0 | 0 |
7 | Oct-21 | 0 | 0 | 0 | 0 |
8 | Nov-21 | 0 | 0 | 0 | 0 |
9 | Dec-21 | 0 | 0 | 0 | 0 |
10 | Jan-22 | – | – | – | – |
11 | Feb-22 | – | – | – | – |
12 | Mar-22 | – | – | – | – |
Total | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Trend of annual disposal of complaints
S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
1 | 2018-19 | 0 | 0 | 0 | 0 |
2 | 2019-20 | 0 | 0 | 0 | 0 |
3 | 2021-22 | 0 | 0 | 0 | 0 |
Total | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
” headline=”Statutory Information”
Complete name of Investment adviser as registered with SEBI
Fee Only Investment Advisers LLP
Type of Registration
Non-Individual
Registration number, validity of registeration
Registration Number INA000014836 dated July 21, 2020 till perpetual
Complete Address with telephone numbers
Registered office : B-162 Kalpataru Sparkle MIG Colony Bandra east Mumbai 400051
Head Office : 702, Madhava Building E Block Bandra Kurla Complex Bandra east Mumbai 400051
Telephone : +91 22 40022888
Contact Details of the Principal Officer
Harsh Vardhan Roongta – +91 9821024892 / harsh@feeonlyia.com
Corresponding SEBI regional/local office address
SEBI Bhavan Bandra Kurla Complex Bandra East Mumbai 400051