Investor Charter - Annexure B


Complaint Data to be displayed by IAs

Formats for investors’ complaints data to be disclosed monthly by IAs on their website/mobile application:

Data for the month ending April 30, 2022:

Sr. No.Received fromPending at the end of last monthReceivedResolved*Total Pending#Pending complaints > 3 monthsAverage Resolution time^(in days)
1.Directly from Investors000000
3.Other Sources(if any)000000
 Grand Total000000

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints:

Sr.No.MonthCarried forward from previous monthReceivedResolved*Pending#
1.Aug, 20220000
2.July, 20220000
3.June, 20220000
4.May, 20220000
5.Apr, 20220000
6.Mar, 20220000
7.Feb, 20220000
8.Jan, 20220000
9.Dec, 20210000
10.Nov, 20210000
11.Oct, 20210000
12.Sep, 20210000
13.Aug, 20210000
14.July, 20210000
15.June, 20210000
16.May, 20210000
17.April, 20210000

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Trend of Annual disposal of complaints:

Grand Total: 0

Sr. No.YearCarried forward from previous yearReceivedResolved*Pending#

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

Complete name of Investment adviser as registered with SEBI

Fee Only Investment Advisers LLP

Type of Registration


Registration number, validity of registeration

Registration Number INA000014836 dated July 21, 2020 till perpetual

Complete Address with telephone numbers

Registered office : B-162 Kalpataru Sparkle MIG Colony Bandra east Mumbai 400051

Head Office : 702, Madhava Building E Block Bandra Kurla Complex Bandra east Mumbai 400051

Telephone : +91 22 40022888

Contact Details of the Principal Officer

Harsh Vardhan Roongta – +91 9821024892 /

Corresponding SEBI regional/local office address

SEBI Bhavan Bandra Kurla Complex Bandra East Mumbai 400051

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